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Friday, November 21, 2008

Statistics Commission's updated brief on the Statistics and Registration Service Bill - 20 March 2007

The Commission has revised its briefing note on the Statistics and Registration Service Bill, which includes suggested amendments to clauses. The document is also available in pdf format, click here to view it. The latest version of the Bill can be accessed here.
 
 
STATISTICS AND REGISTRATION SERVICE BILL

STATISTICS COMMISSION – BRIEFING – revised March 2007

This briefing has two parts:


OBSERVATIONS
 
The Statistics Commission welcomes the intent of this Bill, to create an independent board to enhance confidence in official statistics. The Bill will establish a new Statistics Board which will subsume the Office for National Statistics (ONS) and become a non-ministerial department within the overall responsibility of the Treasury. 

We want to see the new Board provide genuinely independent oversight of the production and publication of official statistics and thus strengthen public trust in the statistical service. 

Among the provisions we welcome are the non-executive majority on, and chair of, the Board and the broad scope of its responsibility for statistical governance.  Such a board will help to bring increased authority to the dealings ONS has with the rest of government.  We welcome the ‘non-ministerial’ status of the new body; the authority of the Board to approve and maintain a Code of Practice; and the moves towards extending the use of administrative data held across government (eg school records) to enhance statistics and minimise the costs and burden. 

We remain concerned that the Bill does not secure a sufficiently clear separation of executive and independent scrutiny roles. It also:

 

The independence of the Board

The Bill as presently drafted gives the Board both a scrutiny role[1] over all government statistics and an executive role[2] in producing some statistics.
 
The Statistics Commission believes that it will be essential for the Board to focus primarily on its role of ‘defining the rules’, monitoring compliance with them and assuring Parliament on these matters. We understand that government expects the Board to delegate[3] all responsibilities for the production of statistics to a new ‘executive office’ under the National Statistician (to replace ONS). We agree that the National Statistician must not be involved directly in the scrutiny function.  She must however be given formal responsibility for the overall planning, production and quality of statistical products.  

In order to achieve this, we believe that the Bill should explicitly provide for a demonstrable separation of the scrutiny functions of the Board from the production functions of the executive office. This separation must be beyond question. If it remains unclear where responsibility lies, neither the Board nor National Statistician will be able to function effectively or command the confidence of Parliament.

With these considerations in mind we have suggested amendments to clauses 6, 9, 18, 20, 21, 29 and 31 (see attached)

The authority of the Board

The Bill as presently drafted confers the responsibility to safeguard the quality of all official statistics[4] without commensurate authority over those statistics produced by government departments other than ONS. 

The Board, in the form the Bill proposes, will only have sufficient authority to resolve shortcomings in statistical practice, outside ONS, if strongly supported by Government and Parliament.  We note that the Government expects authority in practice to derive from the active engagement of Parliamentary select committees in matters raised by the Board[5]. Whilst the regular involvement of Parliament would be a powerful mechanism, we believe that more could still be done, both within the Bill itself and through the explicit commitment of Ministers to non-statutory arrangements, to strengthen the Board’s authority. 

We have suggested a new sub-clause under clause 10 to require all authorities that produce official statistics to observe the Code (see attached). 

Code of Practice

The Bill requires the Board to develop a Code of Practice. We assume the Code will have coverage akin to the proposals that the Statistics Commission issued for consultation in December 2006[6]. The Bill should clearly state that the Code will be binding on all government bodies producing official statistics. It must also empower the Board to assess compliance as it sees fit. The Code must apply to the government body as a whole and to all the statistical work of that body. 

We have suggested amendments to clauses 10 and 12, and deletion of clauses 13 and 16, to address these points. Should the concept of National Statistics be retained in the Bill, we would want to see the power to determine which statistics are so labelled resting with the Board rather than with Ministers. (This is not currently reflected in our suggested amendments as we think it more logical to treat all official statistics according to the same rules. This would remove the need for some statistics to be identified as National Statistics and the rest to be classed as ‘other official statistics’. )

The Bill (clause 7) also gives the Board the objective of promoting and safeguarding all official statistics. To do this effectively, it will need a Code that applies to all official statistics – the alternative of having two different Codes, one for National Statistics and one for the rest, would be confusing and complex.

The Commission’s draft Code consists of nine principles, each of which has associated with it a set of ‘practices’ that producer bodies would be expected to follow. The principles are not so much about the statistics themselves as the way statistical work is approached. Assessment of compliance against this Code would take account of the public interest. So obscure statistics derived from administrative processes would still be expected to comply with the principles but less so with the more specific ‘practices’. Statistics of national importance, on the other hand, would be examined closely against every ‘practice’.

Pre-release access

The Bill gives Ministers rather than the Board the power to determine the period of their pre-release access to official statistics[7]. The Statistics Commission would wish to see the Bill give this power to the Board, in consultation with Ministers. We believe that this is the only way of giving sufficient public assurance that official statistics are free from government “spin”.
 
We have suggested deletion of clause 11 and part of clause 17 to address this.
 

Non-statutory arrangements

Those measures more suited to non-statutory arrangements would include a strong concordat between the four UK administrations on how they will work together on statistics; explicit recognition by all four administrations that government departments are expected to follow the advice of the Board on the interpretation of the Code; and arrangements for direct access to the Prime Minister for the chair of the Board on matters of national importance.

Non – National Statistics

Some statistics that are not currently National Statistics relate to matters which could be of considerable public interest or concern. A few examples[8] are: 


SUGGESTED AMENDMENTS TO THE STATISTICS AND REGISTRATION SERVICE BILL

The independence of the Board

In clause 6(1) (a), page 3, line 34, replace “the Board” by “the National Statistician”

In clause 9(1), page 4, line 37, replace “The Board” by “The National Statistician”

In clause 18, page 8, replace “the Board” by “the National Statistician”:

clause 18 (1), page 8, line 15

clause 18 (2), page 8, line 17

clause 18 (3), page 8, line 19

clause 18 (4), page 8, line 21

clause 18 (5), page 8, line 23

In clause 20 (1) (a), page 9, line 11, replace “the Board” by “the National Statistician”

In clause 21, page 9, line 20, replace “the Board” by “the National Statistician”

In clause 29 (1), page 12, line 19, replace “chief executive of the Board” by “chief executive of the executive office created by virtue of clause 29(5)”

In clause 29 (1), page 12, line 19, add “and to be the government’s chief adviser on the planning, production and quality of all statistical products”. 

In clause 29 (4), page 12, line 28, after “The Board may” insert “not

In clause 29 (4), page 12, line 28, after “Statistician” insert “or any employee of the Executive Office created by virtue of 29(5)”

In clause 29 (4), page 12, line 29, delete “not” before “to exercise”

In clause 31 (4), page 13, line 26, delete “the Board” and insert “the National Statistician”

Aim of amendment

To secure a sufficiently clear separation of executive and scrutiny roles

 

The authority of the Board

Add new clause 10(4), page 5, line 16, “All authorities that produce official statistics must observe the Code of Practice, consulting the Board on matters of interpretation as necessary.”

Aim of amendment

To strengthen the Board’s authority in relation to official statistics
 
 
 
Code of Practice

In clause 10(1), page 5, line 7, replace “Code of Practice for National Statistics” by “Code of Practice for Official Statistics”.

In clause 10(1), page 5, line 8, add “taking account of the principles set out in the European Statistics Code of Practice, the United Nations Fundamental Principles of Official Statistics and any other relevant international codes or agreements.”

Replace clause 12(1), page 6, line 11, with “The Board must, in accordance with this Part, assess and determine whether the Code of Practice for Official Statistics under Section 10 has been complied with by the relevant authorities.”

Delete clause 12(2), page 6, lines 15-17

Delete clause 12(3), page 6, line 18

Delete clause 12(7), page 6, lines 25-37

Delete clause 12(8), page 6, lines 38-40

Delete clause 13 entirely, (page 6, line 41 to page 7, line 14)

Delete clause 16 entirely, (page 6, line 33 to page 6, line 36).

Aim of amendment

To ensure the Code is broadly drawn, covers all necessary matters and applies to all the statistical work of bodies that produce official statistics.



Pre-release access

Delete clause 11 entirely, page 5, line 16 to page 6, line 9

Delete clause 17(4), page 8, line 9 to page 8, line 10.

Aim of amendment

To ensure that the Board, on behalf of Parliament and after consultation with Ministers , is empowered to determine the arrangements for pre-release access to statistics, as part of the Code of Practice.

 

 
The Statistics Commission was set up in June 2000 to advise on the quality, quality assurance and priority setting for official statistics, and on the procedures designed to deliver statistical integrity, and to help ensure official statistics are trustworthy and responsive to public needs. It is independent of Ministers and of the producers of official statistics. More information about the Commission’s role and work is at www.statscom.org.uk
 
Contact number for further information: 020 7273 8008
 

 


[1] Clauses 7 and 8

[2] Clauses 6, 18 and 53

[3] Clause 33

[4] Clause 7

[5] See Independence for Statistics, The Government Response, November 2006, paragraph 2.27

[6] A Code of Practice for National Statistics: Interim Report for Consultation, Statistics Commission, Dec 2006 , http://www.statscom.org.uk/uploads/files/reports/Report%2031%20Code%20Consultation%20Dec%202006.pdf

[7] Clause 11

[8] drawn from a supplementary memorandum by the Statistics Commission to Treasury Select Committee, reproduced in House of Commons Treasury Committee, Independence for statistics, Tenth Report of Session 2005-06, ev 91-5

 


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